FinTech Services

NBFC Company, Chit Fund Company, Core Investment, Microfinance, Venture Capital, Prepaid Wallet License, Merchant Banking, Insurance Company, Nidhi Company, Registrar & Transfer Agent.

3000 +

Happy clients

300 +

Advocate, CA, CS

10 +

Associates Offices

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NBFC Registration

End-to-end support from Company incorporation to securing the NBFC License
Drafting and preparing required documents
Review of Business Plan
Assist in responding RBI Notice/Observations
Finalizing reporting formats from various verticals of the organization;

Microfinance Company Registration

Procedure for Microfinance company registration
Liaising with the concerned regulatory authorities for microfinance company registration
Documentation Support
Compliance Services

Credit Co-operative society

Procedure to form a credit co-operative society in India
Liaising with the concerned regulatory authority for forming this form of society
Documents required for forming a cooperative society
End to End Support

Core Investment Company

Procedure for Establishment of a Core Investment Company
Documentation Requirements for a Core Investment Company
Liaising with the concerned authority for registration of CIC
End-to-End Support

Full Fledged Money Changers

Private/Public Limited Company Formation
Documentation for FFMC License
Filing of FFMC License Application
Liaising with the Reserve Bank of India and FEMA Department

NBFC Takeover

Due diligence of Target company.
Object & Name change.
Assets in company Valuation.
Assistance in filing application for change in management
Business plan and Market research
Advisory on annual compliance
Assistance in development of Underwriting and Risk assessment model

Prepaid Wallet License

Guidance on Choosing the Right Type of PPI
Assistance in Obtaining No Objection Certificate from RBI
Complete Guidance from Incorporation to Obtaining PPI License
Drafting of a Detailed Business Plan
IT Infrastructure Planning and Compliance

Payment Bank License

Advisory on Payments Bank Business Model
End to End Assistance
Preparation of Payments Bank License Application
Creating a Unique Business Plan
Product and Market research
Auditing of Financial Statements

Peer to Peer Lending License

Company Registration with Registrar of Companies with P2P Object
Documentation for P2P Lending License
Filing of P2P Lending License Application with the RBI
End to End Listening with RBI
Business Plan
P2P Lending Model
Data Security Policy Framework
Risk and Legal Advisory

Housing Finance Company Registration

Procedure for application for Housing Finance Company Registration
Documents required for Housing Finance Company Registration
Liaising with the National Housing Bank for forming a Housing Finance Company
End to End Support

Asset Reconstruction Company Registration

Procedure for Registration of an Asset Reconstruction Company
End-to-End liaising with authorities for registration of an ARC
Legal and Regulatory Requirements for an ARC
End to End Documentation Process for an ARC

NBFC Due Diligence

Collection of all the relevant information and its verification
Evaluation of the legal compliances of NBFC
Due Diligence of every aspect of NBFC

Conversion Of NBFC Into Bank

Procedure for Conversion of NBFC into Bank
Documentation Support for Conversion
Liaising with the RBI and other authorities for the conversion process.
End-to-end Support

Small Finance Bank License

Procedure to Establish a Small Finance Bank
Documentation required for a small finance bank
Liaising with the RBI for small finance bank license
End-to-end support

NBFC Marketing

Demographics Research & Targeting
Marketing Plan
Omni-Channel Advertisement and promotions
Target Cost Per Acquisition Optimization

MTSS (Money Transfer Service Scheme)

Rupee Drawing Arrangement (RDA)
Money Transfer Service Scheme (MTSS)

NBFC Account Aggregator (AA) License

Advisory on NBFC-AA License
Liaising with the department till the certificate of registration is obtained.

Payment Aggregator License

DSC and DIN for Directors
Bank Account Opening
Authorisation and Licensing from RBI
Compliance in Filing Monthly, quarterly and Annual Report

RBI Regulatory Sandbox

We assess your startup’s eligibility criteria for RBI’s Regulatory Sandbox and whether your business model falls within the permitted list.
We prepare the necessary documentation for the filing process right from the Business plan till the final stage of the application.
We assist your startup in complying with the necessary regulatory requirements to become eligible for RBI’s Regulatory Sandbox.
We offer consultancy for your startup in every possible aspect of the application process.

NBFC Business Plan

We advise you on the approaches to design an effective NBFC plan for your NBFC with a commercially viable strategy so that you can easily raise investment.
We offer customized business solutions depending on the needs and requirements of your organization.
We design a winnable and economically viable strategy.
We offer consultancy and end-to-end assistance from our experienced team of Business Plan consultants.

Housing Cooperative Society Registration

Review of Application
Advisory on Submission of documents before registrar
End to end follow-ups

NBFC Debt Recovery Advisory

Restructuring of Loans
Filing Application in Debt Recovery Tribunal
Preparation of Recovery Policy
Alternative Recovery Mechanism
Preparation of Mutually Agreed Agreement
Management of Fund Transfer

Venture Capital Company Registration

Company Registration with MCA
Documentation for Registration
Application Submission with SEBI
End to end assistance in licensing
Legal Advisory

NBFC Legal Support

Classification of Loan Products
Title Verification Report
Valuation Report
Opinion on Stamp Duty
Legal Notice
Arbitration/Litigation

Registration of Mutual Fund with SEBI

Formation of Mutual Fund Company
Review of Documents with the Directors of the Company
Drafting Business Plan for 5 years
Mutual Funds Product Plan and Risk Assessment
Advisory on the Application with the SEBI Board
End-to-end support in Risk Applications

Alternative Investment Fund Registration

Documentation relating to Alternate Investment Fund Registration.
Assistance in filling out applications as per the prevailing guidelines.
Profile Creation for Alternate Investment Fund.
Investment Model and Business Strategy for Alternate Investment Fund.
Reviewing Application for Registration.

Mortgage Guarantee Company

Compliance and Licensing Solutions
Financial Planning and business strategy
Insights on budgeting and cost control
Developing fundraising strategies and smart capital management
Financial Reporting and Analysis
Developing Partnership strategies
Tax Planning and Compliance
Digital Transformation Business Advisory

Merchant Bankers License in India

Merchant Banking Business Plan
Filing of the application before SEBI
Advisory on day to day basis
Demographics Research and Targeting
Target Cost as per Acquisition Optimization
Marketing Plan
Assistance in post compliance

Collective Investment Schemes

Procedure for Registration under Collective Investment Schemes
Eligibility criteria for registration under collective investment schemes
Liaising with the concerned regulatory authority for CIS
End to End Support

Credit Rating Agency SEBI Registration

Application filling before
Business Case Analysis
Advisory on building SOP

Depository Participant SEBI Registration

Advisory on Application filling
Business Case Analysis
SOP & Software plan

Foreign Portfolio Investor Registration

Procedure for Securing the Foreign Portfolio Investor Registration
Documentation Required for Foreign Portfolio Investor Registration
Liaising with the concerned regulatory authority for foreign portfolio investor registration
End to End Support

Investment Advisors registration with SEBI

Application filling before
Business Case Analysis
End to end follow-up with SEBI

Portfolio Manager Registration With SEBI

Filing Application for Registration of Portfolio Manager with SEBI
Business Case Analysis
End to End follow Up with SEBI
Assistance in Business Plans

Registrar and Share Transfer Agent Registration

Application filling before
Business Case Analysis
End to end legal advisory

Registration of Underwriters with SEBI

Procedure of Registration of Underwriters with SEBI
Documentation Required for Registration of Underwriters with SEBI
Liaising with the concerned regulatory authority for registration procedure
End-to-End Support

Asset Management Company Registration

AMC Business model
AMC Registration with Registrar of companies
Application by an AMC with SEBI for approval
Main Asset Management Services
Metrics to choose AMC
AMC Risk and Benefits

Social Stock Exchange (SSE)

Consultation and Advisor
Project Evaluation
Legal and Regulatory Compliance
Due Diligence
Investor Services

SEBI Research Analyst

Stock portfolio management
Tax saving investment planning
Insurance advisory
Mutual funds investment
Customized investment planning

IRDA Insurance License

Advice on securing the IRDA licence for your insurance business.
Procedure for registering your insurance business with the IRDAI.
Advice on compliance needs for your insurance business.
Advice on the requirements for insurance.
Advice on the types of insurance business that can be registered with the IRDAI.
Advice on the policies which your business can offer.
Advice on the kind of products that can be sold by your insurance business.
Advice on the types of insurance business that can be registered with the IRDAI.
Any other regulatory / business advice which is required for your insurance business.
Risk Assessment for your insurance business.
We also provide advisory services related to planning your Insurance Business.

Insurance Web Aggregator License

Company registration under the Companies Act
Advice on the procedure for filing the application for the Insurance Web Aggregator Licence
Assistance in arranging the documents for the Insurance Web Aggregator License
Drafting the application for the Insurance Web Aggregator License
Filing the application for the Insurance Web Aggregator License.
Advisory on the workflow and SOP.
Regularly follow up with IRDAI on theInsurance Web Aggregator Licence application status.

Insurance Broker License

Advice on Types of Insurance brokers.
Advice on the procedure of application for Insurance Broker Licence.
Principal approval from the IRDAI on insurance broker license.
Advisory work related to Insurance broker licence.
Application related to certificate of registration for an Insurance Broker Licence.
Assistance with applying with the IRDAI.
Regular follow up with IRDAI on the application for Insurance Broker Licence.

Corporate Agency Licence

Advice on the procedure to obtain a Corporate Agency Licence.
Advice on the procedure of application for a corporate agency.
Liaising with the Authority on corporate agency licence.
Advisory work related to corporate agency licence.
Assistance with applying with the IRDAI.
Regular follow up with IRDAI on the application for corporate agency licence.

Third Party Administrator Licence

Advice on the procedure to obtain a Third Party Administrator Licence.
Assistance on the application for the Third Party Administrator Licence.
Liaising with the Authority on Third Party Administrator licence.
Advisory work related to the licence.
Assistance with applying with the IRDAI.
Regular follow up with IRDAI concerning the Third Party Administrator Licence.

Insurance Marketing Firm Licence

Assistance in filing of the application form to get the Insurance Marketing Firm Licence for your business.
Monitoring and tracking the status of the application on behalf of the client.
Filing of application for the Renewal of Registration license.
Represent your firm in case of rejection of the license
We also offer post-compliance services for your insurance marketing firm’s business
Legal advisory and Litigation support

Insurance Surveyors and Loss Assessors Licence

Advice on the procedure of application for Insurance Surveyors and Loss Assessors Licence.
Assistance related to approval from the IRDAI on Insurance Surveyors and Loss Assessors Licence.
Advisory work related to Insurance Surveyors and Loss Assessors Licence.
Application related to certificate of registration for Insurance Surveyors and Loss Assessors Licence.
Assistance with applying with the IRDAI.
Regular follow up with IRDAI on the application for Insurance Surveyors and Loss Assessors Licence.

Internal Control and Organisation SOPs

Advice on guidelines issued by the IRDAI on Internal Control and Standard Organisational SOPs.
Advice on the types of committees on corporate governance.
Advice on the compliance related to the guidelines issued by the IRDAI.
Assistance in forming the different committees under the guidelines.
Ensuring compliance with the guidelines issued by the authority.
Regular follow up on compliance with internal control and organisation sop.

ISNP Certification

Advisory on ISNP;
ISNP Documentation;
Complete Assistance in obtaining ISNP certification;
Regular follow up with the regulatory authority.

Insurance Web Aggregator Legal Support

End to End Litigation and Arbitration support
Fulfilling the Various Compliance Requirements
Legal advisory on products and transactions
Advisory in maintaining Corporate Social Responsibility
Advance Contract and Vendor Management
Assistance in KYC/AML Compliance
Hassle Free Legal Liaison

IRDAI Regulatory Sandbox

End-to-end Assistance in Application Preparation
Assessment of Innovation Readiness
Compliance with all the Documentation and Post-Application replies
Liaising with the IRDAI and application tracking

Foreign Exchange Regulations

Advice on Residential status
Investment in Business in India directly and by floating offshore companies
Setting up a branch/liaison/project office in India
Portfolio investments in India
Banking and remittances
Property
Gifts
Inheritance
Repatriation
Direct Investment outside India
Setting up a branch outside India.

ECB Compliance Advisory

Advisory services related to the use of External Commercial Borrowings.
Advice on your borrowing related to ECB Compliance.
Compliance and monitoring services regarding the use of ECB.
Liasoning with the RBI for ECB compliance.

Inbound Investment under FEMA

Advisory on regulatory requirements for inbound investment under FEMA and other applicable laws
Advisory on applicable laws when a foreign investor invests in India
Advice on Permitted Sectors and Prohibited Sectors for inbound investment under FEMA
Assistance on any other areas related to foreign direct investment.
End to end support in filing of forms and preparation of documents

Outbound Investment under FEMA

Advisory on Outbound investment under FEMA.
Advice on permissible outbound investment under FEMA for Individuals and companies.
Advisory on Automatic and Approval Route work under Outbound Investment under FEMA.
Advisory on Permitted Investments with the requirement of RBI approval.
Assistance in Outbound Transactions

Foreign Direct Investment under the Approval Route

Advice on the procedure for obtaining foreign direct investment in the country
Advice on the types of investments that can be made by Foreign Investors and NRIs
Advice on the different routes for bringing in foreign investment in India.
Procedure on how foreign investment is brought into India through the Approval Route.
Guidance on compliance related to DIPP, RBI, and Foreign Exchange Management Act
Monitoring your application regarding the Approval route process
Advisory related to compliance management of FDI Approval Route

Establishment of Foreign Office in India

Advice on the Establishment of foreign Office in India.
Consultation on the procedure for establishment of foreign office in India.
Advice on the different types of foreign offices.
Advice on procedure to form a branch office in India.
Advice on forming a project office in India.
Advice on forming a liaison office in India.
Compliance with relevant authorities in forming a foreign office in India.
Post compliance services for establishing an office in India.

Compliance under FEMA

Advice on Compliance under FEMA.
Advice on activities which apply to NRI.
Advice on purchase of NRI/Company purchasing property in India.
Advice on Inbound Investments and Outbound Investments.
• Advice on External Commercial Borrowings and NBFC compliance related to FEMA.
Foreign Direct Investment- Automatic Route and Approval Route Process.
All other FEMA and RBI-related advice

FEMA Compliance for Insurance Companies

Advice on FEMA Compliance for insurance companies.
Advice on routes for foreign investment under FEMA Compliance.
Advice on FEMA compliance for Life Insurance Business and General Insurance Business.
Regular follow up with IRDAI on FEMA Compliance.

NBFC Annual Compliance

Annual Balance Sheet Analysis
Annual Compliance Tracker
Annual Conformity Report to the Board of Directors
Annual Return Filing
ACreation of the Practice of Equal Code in Business
Defence to false claims

Money Changer Compliance

FFMC Advisory Service
Private/Public Limited Company Formation
Documentation for FFMC License
Filing of FFMC License Application
Liaisoning with the Reserve Bank of India and FEMA Department

Funding in NBFC

Product Advisory
Advisory on building Fintech based lending Business model
Advisory on Alternative Credit scoring model

IRDA Compliance for Insurance Company

Advice on IRDA Compliance for Insurance Companies.
Advice on the procedure for IRDA compliance for Insurance Companies.
Advisory work related to the compliances.
Assistance with dealing with the authority.
Compliance under the Insurance Act and IRDA Act.
Regular follow up with your company related to the compliance.

Appeal Against NBFC Registration Cancellation

Appeal drafting before DFS or Writ Petition before HC
Complying your overdue RBI returns
Representation before the Ministry of finance or High Court
EAT 6 Months 
20+ Years Experience

Financial Intelligence Unit India

Procedure for FIU Registration
Assistance in the Documentation related to FIU Registration
Liaising with the concerned regulatory authority for Registration
End to End Support Services

Central KYC Registry in India

Procedure to carry out Central KYC registration
Documents required
Liaising with regulatory authorities for registration

MCA Compliance for Insurance Company

Advice on MCA compliance related to your insurance business.
Advice on the procedure related to MCA Compliance.
Regular follow up with IRDAI and MCA on the compliances for your business.

Insurance Broker Compliances

Assistance to insurance brokers to be compliant with all IRDAI rules, regulations, guidelines;
Insurance Broker consultancy services;
Regular updates on IRDA compliance norms;
Complete Assistance in filing returns.

Insurance Web Aggregator Compliances

Insurance web aggregator compliance related consultancy;
Regular update on compliance norms;
Complete assistance in meeting compliance requirements with IRDAI.

Payment Aggregator and Payment Gateway Compliances

Payment aggregator and payment gateway compliances consultancy;
Complete assistance in meeting payment aggregator and payment gateway compliances;
Regular follow ups with the regulatory authority.