SEBI & Stock Exchanges Services

Incorporation & Registration, NGO Registration, Company Compliances, Corporate Contract Drafting, Manage Finance & Accounting, Taxation, Government Mandatory Registration

3000 +

Happy clients

300 +

Advocate, CA, CS

10 +

Associates Offices

Request A Call Back

1. Preferential Issue

The preferential means an issue of equity shares/ FCDs or any other financial instruments which would be converted into or exchanged with equity shares at a later date, by listed companies whose equity share capital is listed on any stock Exchange, to any selected group of persons under Section Section 62(1)(c) of the Companies Act, 2013 on private placement basis. It shall be governed by Chapter V of SEBI (Issue of capital and disclosure requirements) Regulations, 2018. The following are the instruments issued by the issuer under preferential issues:

  1. Equity shares
  2. Warrants
  3. Convertible Bonds
  4. Fully Convertible Debentures (FCDs)
  5. Any Convertible Instrument like preference shares, etc.

        2. Further Issue:

    1. Preferential Issue.
    3. Bonus & Rights Issue.
    4. Qualified Institutional Placement (QIPs).
    5. Conversions of Warrants/Debentures.
    6. Capital Reduction.
    7. Sweat Equity.
    9. Follow-on Public Offerings.
    10. GDRs/ADRs/FCCBs.
    11. Listing of an unlisted company pursuant to the scheme of amalgamation/ demerger (Post allotment).
    12. Listing of securities issued pursuant to the scheme of amalgamation/ arrangement/ reduction of capital (Post allotment).
    13. Listing of Abeyance Shares, Partly Paid up to Fully Paid up Shares and Convertible Securities to Equity.
    14. Scheme of Amalgamation/ Arrangement/ Demerger.

       3. New Listings:

    1. Migration from SME to Main Board.
    2. Cross Listings on another Stock Exchange for already listed Companies.
    3. REITs/INVITs listings.
    4. Mutual Fund & ETF listings.
    5. Listings on SME Platform.
    6. Listings on Main Board Platform.

      4. Debt:
      1. Listing of Non-Convertible Bonds & Commercial Papers through Private Placement.
      2. Listing of Non-convertible Securities through Private Placement.
      3. Listing of Securitised Debt Instrument through Private Placement.
      4. Restructuring of Privately Placed Debt.

      5. Other Compliances

    1. Advising and managing event based and periodic compliances prescribed under SEBI (Listing Obligations and Disclosure Requirements) Regulations;
    2. Disclosures under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations & SEBI (Prohibition of Insider Trading) Regulations.
    3. Shareholding pattern, Board Meetings & Corporate Governance.
    4. Financial Result & Annual Report.
    5. Re-classification of Promoters and Promoter Group Shareholders.
    6. Name Change, Symbol Change, Corporate Actions (Stock-Split, Consolidation of Shares).
    7. Revocation of Suspension in trading of equity shares.
    8. Reconciliation of share capital audit report.
    9. Debt & Mutual Fund Compliances.
    10. Corporate Action (Book Closure/Record date for Main-Board/SME/ITP listed companies).
    11. Buy-back of securities.
    12. Acting as Scrutinizer.
    13. Delisting/Relisting.
    14. Dematerialization of securities.
    15. Application for waiver of SOP fine.
    16. Drafting and appearing before adjudicating officers in relation to show cause notices.